Pay-To-Play in the Financial Sector: Know the Rules

11.21.2011

Firm Partner Laurence D. Laufer and firm Associate Jisha V. Dymond are participants in a CLE course designed to provide an overview of financial industry pay-to-play rules such as MSRB G-37, SEC Rule 275.206(4)-5 and the NYC "doing business" rule. Along with other experts, they will discuss the practical implications of new laws and regulations designed to expand coverage of political restrictions to municipal and investment advisers. Click here to learn more about this course and to register to attend.